Ultrafilters on a set
\small \rule[-1.5]{0.1}{0.1} X
are a bit like generalised points of that set. Of course, principal ultrafilters correspond to points of the set in an obvious way. If \small \rule[-1.5]{0.1}{0.1} X
lives in some model of set theory, and we take an ultrapower of that model by some ultrafilter, then in the ultrapower \small \rule[-1.5]{0.1}{0.1} X
gains a generic point, with respect to which the ultrafilter is principal.Sometimes we might want to associate actual points of the set to these ultrafilters: We are interested in relations
\small \rule[-1.5]{0.1}{0.1} R
between \small \rule[-1.5]{0.1}{0.1} X
and the set \small \rule[-1.5]{0.1}{0.1} \beta(X)
of ultrafilters on \small \rule[-1.5]{0.1}{0.1} X
. Such a relation is a set of ordered pairs \small \rule[-1.5]{0.1}{0.1} (x, {\cal U})
with \small \rule[-1.5]{0.1}{0.1} {\cal U}
an ultrafilter on \small \rule[-1.5]{0.1}{0.1} X
, and \small \rule[-1.5]{0.1}{0.1} x
a point of \small \rule[-1.5]{0.1}{0.1} X
. \small \rule[-1.5]{0.1}{0.1} {\cal U}
may be thought of as specifying a set of subsets of \small \rule[-1.5]{0.1}{0.1} X
to which some imaginary point belongs. Unless \small \rule[-1.5]{0.1}{0.1} {\cal U}
is the principal ultrafilter at \small \rule[-1.5]{0.1}{0.1} x
, there will be some sets containing \small \rule[-1.5]{0.1}{0.1} x
but not in \small \rule[-1.5]{0.1}{0.1} {\cal U}
: Since such sets are witnesses of the fact that \small \rule[-1.5]{0.1}{0.1} {\cal U}
isn't \small \rule[-1.5]{0.1}{0.1} x
, and so I'll call them inconsistent with the pairing \small \rule[-1.5]{0.1}{0.1} (x, {\cal U})
. All other sets are consistent with the pairing.This consistency relation induces a Galois connection from the set of relations
\small \rule[-1.5]{0.1}{0.1} R
of the type described above to the power set of the power set of \small \rule[-1.5]{0.1}{0.1} X
. It is here, on this bleak mountaintop of abstraction, that there is a surprise. The sets of subsets of \small \rule[-1.5]{0.1}{0.1} X
which are closed with respect to this connection are precisely the topologies on \small \rule[-1.5]{0.1}{0.1} X
.Proof: Let
\small \rule[-1.5]{0.1}{0.1} {\cal T}
be a set of subsets of \small \rule[-1.5]{0.1}{0.1} X
closed with respect to the connection. Then there is a relation \small \rule[-1.5]{0.1}{0.1} R
which is taken to \small \rule[-1.5]{0.1}{0.1} {\cal T}
by the connection. That is, \small \rule[-1.5]{0.1}{0.1} {\cal T}
is the set of subsets of \small \rule[-1.5]{0.1}{0.1} X
consistent with \small \rule[-1.5]{0.1}{0.1} R
; \small \rule[-1.5]{0.1}{0.1} {\cal T}
is the set of sets \small \rule[-1.5]{0.1}{0.1} O
such that, for all \small \rule[-1.5]{0.1}{0.1} x
and \small \rule[-1.5]{0.1}{0.1} {\cal U}
with \small \rule[-1.5]{0.1}{0.1} xR{\cal U}
, if \small \rule[-1.5]{0.1}{0.1} x \in O
then \small \rule[-1.5]{0.1}{0.1} O \in {\cal U}
. In particular, as the empty set \small \rule[-1.5]{0.1}{0.1} \emptyset
contains no points, it is in \small \rule[-1.5]{0.1}{0.1} {\cal T}
. As \small \rule[-1.5]{0.1}{0.1} X
is in every ultrafilter, \small \rule[-1.5]{0.1}{0.1} X \in {\cal T}
. If \small \rule[-1.5]{0.1}{0.1} A
and \small \rule[-1.5]{0.1}{0.1} B
are in \small \rule[-1.5]{0.1}{0.1} {\cal T}
, \small \rule[-1.5]{0.1}{0.1} xR{\cal U}
, and \small \rule[-1.5]{0.1}{0.1} x \in A \cap B
, then \small \rule[-1.5]{0.1}{0.1} x
is in both, so both are in \small \rule[-1.5]{0.1}{0.1} {\cal U}
. But then \small \rule[-1.5]{0.1}{0.1} A \cap B \in {\cal U}
, as \small \rule[-1.5]{0.1}{0.1} {\cal U}
is an ultrafilter. That is, \small \rule[-1.5]{0.1}{0.1} A \cap B \in {\cal T}
. If each set in a family \small \rule[-1.5]{0.1}{0.1} ({\cal U}_i)_{i \in I}
is in \small \rule[-1.5]{0.1}{0.1} {\cal T}
, and \small \rule[-1.5]{0.1}{0.1} x \in \bigcup_{i \in I}{\cal U}_i
, then \small \rule[-1.5]{0.1}{0.1} x
is in one of them, so one of them (and hence their union) is in \small \rule[-1.5]{0.1}{0.1} {\cal U}
. That is, \small \rule[-1.5]{0.1}{0.1} {\cal T}
is closed under arbitrary unions. Putting it all together, \small \rule[-1.5]{0.1}{0.1} {\cal T}
is a topology on \small \rule[-1.5]{0.1}{0.1} X
.Suppose that
\small \rule[-1.5]{0.1}{0.1} {\cal T}
is a topology on \small \rule[-1.5]{0.1}{0.1} X
, and let \small \rule[-1.5]{0.1}{0.1} R
be the relation \small \rule[-1.5]{0.1}{0.1} {\cal T}
is taken to by the Galois connection, and suppose that the connection takes \small \rule[-1.5]{0.1}{0.1} R
to \small \rule[-1.5]{0.1}{0.1} {\cal T}'
. It is enough to show that \small \rule[-1.5]{0.1}{0.1} {\cal T}' = {\cal T}
. Evidently \small \rule[-1.5]{0.1}{0.1} {\cal T} \subseteq {\cal T}'
, so it's enough to show that, for any set \small \rule[-1.5]{0.1}{0.1} C \not\in {\cal T}
, we have \small \rule[-1.5]{0.1}{0.1} C \not\in {\cal T}'
. Let \small \rule[-1.5]{0.1}{0.1} C
be such a set, and let \small \rule[-1.5]{0.1}{0.1} O
be the interior of \small \rule[-1.5]{0.1}{0.1} C
. As \small \rule[-1.5]{0.1}{0.1} C
isn't open, there is some \small \rule[-1.5]{0.1}{0.1} x \in C \setminus O
. Let \small \rule[-1.5]{0.1}{0.1} {\cal F}
be the set of all open neighbourhoods of \small \rule[-1.5]{0.1}{0.1} x
, together with the complement of \small \rule[-1.5]{0.1}{0.1} C
. Any finite intersection of sets in \small \rule[-1.5]{0.1}{0.1} {\cal F}
is nonempty, so \small \rule[-1.5]{0.1}{0.1} {\cal F}
can be extended to an ultrafilter \small \rule[-1.5]{0.1}{0.1} {\cal U}
. Any neighbourhood of \small \rule[-1.5]{0.1}{0.1} x
is in \small \rule[-1.5]{0.1}{0.1} {\cal U}
, so \small \rule[-1.5]{0.1}{0.1} xR{\cal U}
. But \small \rule[-1.5]{0.1}{0.1} C \not\in {\cal U}
, so \small \rule[-1.5]{0.1}{0.1} C
isn't in \small \rule[-1.5]{0.1}{0.1} {\cal T}'
, as required.This result is remarkable enough, but there's more. It turns out that compactness and Hausdorffness correspond closely with similar properties of relations. Say a relation
\small \rule[-1.5]{0.1}{0.1} R
is surjective if, for every \small \rule[-1.5]{0.1}{0.1} {\cal U}
there is at least one \small \rule[-1.5]{0.1}{0.1} x
with \small \rule[-1.5]{0.1}{0.1} xR{\cal U}
. Say \small \rule[-1.5]{0.1}{0.1} R
is injective if, for any \small \rule[-1.5]{0.1}{0.1} {\cal U}
, there is at most one \small \rule[-1.5]{0.1}{0.1} x
with \small \rule[-1.5]{0.1}{0.1} xR{\cal U}
. If \small \rule[-1.5]{0.1}{0.1} R
is a function, these definitions are exactly the usual definitions of injectivity and surjectivity.Claim
\small \rule[-1.5]{0.1}{0.1} 1
: Let \small \rule[-1.5]{0.1}{0.1} R
be a relation, as above, and let \small \rule[-1.5]{0.1}{0.1} {\cal T}
be the topology that \small \rule[-1.5]{0.1}{0.1} R
is taken to by the Galois connection. Then \small \rule[-1.5]{0.1}{0.1} {\cal T}
is compact if \small \rule[-1.5]{0.1}{0.1} R
is surjective.Proof: By contradiction. Pick any open cover of
\small \rule[-1.5]{0.1}{0.1} X
with no finite subcover, and let \small \rule[-1.5]{0.1}{0.1} {\cal F}
be the set of complements of the sets in the cover. Then any finite intersection of sets in \small \rule[-1.5]{0.1}{0.1} {\cal F}
is nonempty, so \small \rule[-1.5]{0.1}{0.1} {\cal F}
may be extended to an ultrafilter \small \rule[-1.5]{0.1}{0.1} {\cal U}
on \small \rule[-1.5]{0.1}{0.1} X
. By surjectivity, there is some point \small \rule[-1.5]{0.1}{0.1} x
with \small \rule[-1.5]{0.1}{0.1} xR{\cal U}
. \small \rule[-1.5]{0.1}{0.1} x
must lie in some set \small \rule[-1.5]{0.1}{0.1} O
of the original cover. But \small \rule[-1.5]{0.1}{0.1} O
can't be in \small \rule[-1.5]{0.1}{0.1} {\cal U}
(its complement is), contradicting the definition of \small \rule[-1.5]{0.1}{0.1} {\cal T}
.Claim
\small \rule[-1.5]{0.1}{0.1} 2
: Let \small \rule[-1.5]{0.1}{0.1} {\cal T}
be any topology on \small \rule[-1.5]{0.1}{0.1} X
, and let \small \rule[-1.5]{0.1}{0.1} R
be the relation that \small \rule[-1.5]{0.1}{0.1} {\cal T}
is taken to by the Galois connection. Then \small \rule[-1.5]{0.1}{0.1} {\cal T}
is compact iff \small \rule[-1.5]{0.1}{0.1} R
is surjective.Proof: The 'if' follows from Claim
\small \rule[-1.5]{0.1}{0.1} 1
and the fact that \small \rule[-1.5]{0.1}{0.1} {\cal T}
is closed with respect to the Galois connection. To prove the 'only if', suppose that \small \rule[-1.5]{0.1}{0.1} {\cal T}
is compact, and let \small \rule[-1.5]{0.1}{0.1} {\cal U}
be any ultrafilter on \small \rule[-1.5]{0.1}{0.1} X
. Suppose for a contradiction that every \small \rule[-1.5]{0.1}{0.1} x \in X
has an open neighbourhood not in \small \rule[-1.5]{0.1}{0.1} {\cal U
. These neighbourhoods form an open cover, which therefore has a finite subcover. The complements of the sets in this subcover are in \small \rule[-1.5]{0.1}{0.1} {\cal U}
, and their intersection is empty, contradicting the fact that \small \rule[-1.5]{0.1}{0.1} {\cal U}
is an ultrafilter. So there is an \small \rule[-1.5]{0.1}{0.1} x
such that every open neighbourhood of \small \rule[-1.5]{0.1}{0.1} x
is in \small \rule[-1.5]{0.1}{0.1} {\cal U}
, so that \small \rule[-1.5]{0.1}{0.1} xR{\cal U}
. As \small \rule[-1.5]{0.1}{0.1} {\cal U}
was arbitrary, \small \rule[-1.5]{0.1}{0.1} R
is surjective.Claim
\small \rule[-1.5]{0.1}{0.1} 3
: Let \small \rule[-1.5]{0.1}{0.1} R
be a relation, as above, and let \small \rule[-1.5]{0.1}{0.1} {\cal T}
be the topology that \small \rule[-1.5]{0.1}{0.1} R
is taken to by the Galois connection. Then \small \rule[-1.5]{0.1}{0.1} R
is injective if \small \rule[-1.5]{0.1}{0.1} {\cal T}
is Hausdorff.Proof: By contradiction. Let
\small \rule[-1.5]{0.1}{0.1} {\cal U}
be an ultrafilter, and let \small \rule[-1.5]{0.1}{0.1} x \neq y \in X
be such that \small \rule[-1.5]{0.1}{0.1} xR{\cal U}
and \small \rule[-1.5]{0.1}{0.1} yR{\cal U}
. Then we can find disjoint open sets \small \rule[-1.5]{0.1}{0.1} O
and \small \rule[-1.5]{0.1}{0.1} P
with \small \rule[-1.5]{0.1}{0.1} x \in O
and \small \rule[-1.5]{0.1}{0.1} y \in P
. Then \small \rule[-1.5]{0.1}{0.1} xR{\cal U}
implies that \small \rule[-1.5]{0.1}{0.1} O \in {\cal U}
, and \small \rule[-1.5]{0.1}{0.1} yR{\cal U}
implies that \small \rule[-1.5]{0.1}{0.1} P \in {\cal U}
. But \small \rule[-1.5]{0.1}{0.1} O \cap P = \emptyset \not\in {\cal U}
, contradicting the fact that \small \rule[-1.5]{0.1}{0.1} {\cal U}
is an ultrafilter.Claim
\small \rule[-1.5]{0.1}{0.1} 4
: Let \small \rule[-1.5]{0.1}{0.1} {\cal T}
be any topology on \small \rule[-1.5]{0.1}{0.1} X
, and let \small \rule[-1.5]{0.1}{0.1} R
be the relation that \small \rule[-1.5]{0.1}{0.1} {\cal T}
is taken to by the Galois connection. Then \small \rule[-1.5]{0.1}{0.1} R
is injective iff \small \rule[-1.5]{0.1}{0.1} {\cal T}
is Hausdorff.Proof: The 'if' part follows from Claim
\small \rule[-1.5]{0.1}{0.1} 3
and the fact that \small \rule[-1.5]{0.1}{0.1} {\cal T}
is closed with respect to the Galois connection. To prove the 'only if', suppose \small \rule[-1.5]{0.1}{0.1} {\cal T}
isn't Hausdorff, and let \small \rule[-1.5]{0.1}{0.1} x
and \small \rule[-1.5]{0.1}{0.1} y
in \small \rule[-1.5]{0.1}{0.1} {\cal T}
be distinct but not separated by any pair of open sets. Let \small \rule[-1.5]{0.1}{0.1} {\cal F}
be the set of open sets containing either \small \rule[-1.5]{0.1}{0.1} x
or \small \rule[-1.5]{0.1}{0.1} y
. Any finite intersection of sets in \small \rule[-1.5]{0.1}{0.1} {\cal F}
is an intersection of an open set containing \small \rule[-1.5]{0.1}{0.1} x
with one containing \small \rule[-1.5]{0.1}{0.1} y
, so is nonempty. Hence \small \rule[-1.5]{0.1}{0.1} {\cal F}
can be extended to some ultrafilter \small \rule[-1.5]{0.1}{0.1} {\cal U}
. Then \small \rule[-1.5]{0.1}{0.1} xR{\cal U}
and \small \rule[-1.5]{0.1}{0.1} yR{\cal U}
, so \small \rule[-1.5]{0.1}{0.1} R
isn't injective.The converses to claims
\small \rule[-1.5]{0.1}{0.1} 1
and \small \rule[-1.5]{0.1}{0.1} 3
are false. This remarkable pattern is a shadow of a pair of adjoint functors, which I hope to say a little more about soon.
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